SEC

© Reuters. FILE PHOTO: Signage is seen outside The Blackstone Group headquarters in Manhattan, New York, U.S., November 12, 2021. REUTERS/Andrew Kelly/File Photo (Reuters) - The US Securities and Exchange Commission (SEC) has reached…

Private music teachers' roles go beyond teaching their students to play an instrument. Teachers often advise their students regarding which music camps to attend, which competitions to enter, and which orchestras to audition for. As a…

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For the second time in three years, Dallas-based Jefferey Gordon is the focus of a Securities and Exchange Commission lawsuit for investment fraud.Gordon and two companies he controls, Blue Rock Ventures and Windy City Accelerated Returns…

AE Jobs; Sec. Marketing, Training, Processing, Due Diligence, TPO ProductsI was spending a little time yesterday evening at the local cannabis club with my favorite bud-tender (an ombudsman!), and she was telling me about how businesses are…

On December 22, 2020, the Securities and Exchange Commission (“SEC”) adopted amendments to existing Rule 206(4)-1 (the “Advertising Rule”) and rescinded Rule 206(4)-3 (the “Cash Solicitation Rule”) under the Investment Advisers Act of…

On December 22, 2020, the Securities and Exchange Commission (“SEC”) adopted amendments to existing Rule 206(4)-1 (the “Advertising Rule”) and rescinded Rule 206(4)-3 (the “Cash Solicitation Rule”) under the Investment Advisers Act of 1940…

Wednesday, January 20, 2021 On 22 December 2020, the U.S. Securities and Exchange Commission (SEC) adopted amendments (the final rule) to Rule…